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Detailed Report
DANIEL JOSEPH FLORENCE
DANIEL FLORENCE
CRD#: 5504772
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1035 NW LOVEJOY ST
PORTLAND, OR 97209
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Arizona 9/10/2015
B
New Mexico 8/9/2024
B
California 10/1/2012
B
New York 12/8/2014
B
Colorado 7/11/2018
B
North Carolina 8/23/2017
B
Connecticut 3/12/2018
B
Ohio 8/22/2014
B
Delaware 5/5/2020
B
Oklahoma 10/30/2023
B
District of Columbia 6/11/2016
B
Oregon 10/1/2012
B
Florida 1/26/2017
IA
Oregon 10/1/2012
B
Hawaii 4/23/2015
B
Pennsylvania 5/16/2014
B
Idaho 10/1/2012
B
South Carolina 10/11/2022
B
Indiana 5/23/2024
B
Tennessee 2/11/2021
B
Maryland 9/10/2015
B
Texas 5/14/2014
B
Massachusetts 1/5/2017
IA
Texas 5/19/2014
B
Michigan 6/24/2019
B
Utah 9/21/2015
B
Minnesota 5/15/2024
B
Washington 10/1/2012
B
Missouri 12/18/2014
B
Wisconsin 9/9/2022
B
Montana 12/5/2019
B
Wyoming 1/4/2021
B
New Jersey 11/26/2013

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1035 NW LOVEJOY ST, PORTLAND, OR 97209
947 SW Broadway, Portland, OR 97205
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1035 NW LOVEJOY ST, PORTLAND, OR 97209
947 SW Broadway, Portland, OR 97205
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/08/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORTLAND, OR
B
 11/05/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORTLAND, OR
IA
 08/07/2008 - 10/20/2010 WADDELL & REED, INC. (CRD#:866) BEAVERTON, OR
B
 06/09/2008 - 10/20/2010 WADDELL & REED, INC. (CRD#:866) BEAVERTON, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.