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MARY LOCKE MACATEE
CRD#: 5504456
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 75 PORT CITY LNDG
MOUNT PLEASANT, SC 29464
MOUNT PLEASANT, SC 29464
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Alabama 6/4/2015
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Nevada 6/4/2015
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Alaska 6/4/2015
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New Hampshire 6/4/2015
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Arizona 6/4/2015
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New Jersey 6/4/2015
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Arkansas 6/4/2015
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New Mexico 6/4/2015
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California 6/4/2015
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New York 6/4/2015
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Colorado 6/4/2015
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North Carolina 6/4/2015
B
Connecticut 6/4/2015
B
North Dakota 6/4/2015
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Delaware 6/4/2015
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Ohio 6/4/2015
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District of Columbia 6/4/2015
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Oklahoma 6/4/2015
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Florida 6/4/2015
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Oregon 6/4/2015
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Georgia 6/4/2015
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Pennsylvania 6/4/2015
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Hawaii 6/4/2015
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Puerto Rico 6/4/2015
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Idaho 6/4/2015
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Rhode Island 6/4/2015
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Illinois 6/4/2015
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South Carolina 6/4/2015
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Indiana 6/4/2015
IA
South Carolina 6/4/2015
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Iowa 6/4/2015
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South Dakota 6/4/2015
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Kansas 6/4/2015
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Tennessee 6/4/2015
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Kentucky 6/4/2015
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Texas 6/4/2015
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Louisiana 6/4/2015
IA
Texas 6/17/2015
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Maine 6/4/2015
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Utah 6/4/2015
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Maryland 6/4/2015
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Vermont 6/4/2015
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Massachusetts 6/4/2015
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Virgin Islands 6/4/2015
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Michigan 6/4/2015
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Virginia 6/4/2015
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Minnesota 6/4/2015
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Washington 6/4/2015
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Mississippi 6/4/2015
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West Virginia 6/4/2015
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Missouri 6/4/2015
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Wisconsin 6/4/2015
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Montana 6/4/2015
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Wyoming 6/4/2015
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Nebraska 6/4/2015
SRO Registrations
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IA
Registered with this firm since 6/4/2015
B
Registered with this firm since 6/4/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/05/2011 - 05/22/2015 | PEACHTREE COR, GA | |
B | 05/05/2011 - 05/22/2015 | PEACHTREE COR, GA | |
B | 10/22/2010 - 04/06/2011 | ALPHARETTA, GA | |
IA | 01/11/2010 - 09/23/2010 | ATLANTA, GA | |
B | 04/03/2009 - 09/23/2010 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.