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Plaintiff alleges investing in a real estate investment based on FAs' misrepresentations.
Damage Amount Requested
$282,434.75
11/6/2024
Customer Dispute
Pending
Allegations
Plaintiffs allege investing in a real estate investment based on FAs' misrepresentations.
Damage Amount Requested
$282,537.50
10/1/2015
Customer Dispute
Denied
Allegations
The client alleged the advisor invested her into an annuity without her knowledge in March 2015. The client also alleged the advisor failed to set up a systematic buy trade corresponding with systematic deposits to her account.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.