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Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - 2024 (8 years)IACRUX WEALTH ADVISORS (CRD# 330731)2024 - Present (<1 year)
Disclosure(s)
View By:
11/11/2024
Customer Dispute
Pending
11/6/2024
Customer Dispute
Pending
10/1/2015
Customer Dispute
Denied
License(s)

State Registrations

IA
California 8/6/2024

Current Registration(s)
IA
CRUX WEALTH ADVISORS (CRD#:330731)
Seattle, WA
Registered with this firm since 8/6/2024

Previous Registration(s)
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IA
03/14/2016 - 08/02/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Long Beach, CA
B
02/12/2016 - 08/02/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Long Beach, CA
IA
06/26/2008 - 03/01/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LONG BEACH, CA
B
05/19/2008 - 03/01/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LONG BEACH, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.