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JOLEEN MARIA CERVENKA
JOLEEN MARIA FIGUEROA N/A, JOLEEN MARIA FIGUEROA, JOLEEN MARIA YU
CRD#: 5504103
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 9739 GREAT HILLS TRAIL
AUSTIN, TX 78759
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2015 (5 years)2 FIRMS2016 - 2020 (4 years)2 FIRMS2020 - Present (5 years)
License(s)

State Registrations

B
Alabama 3/2/2020

B
Montana 12/3/2021

B
Arizona 3/2/2020

B
Nebraska 3/2/2020

B
Arkansas 12/3/2021

B
Nevada 3/2/2020

B
California 3/2/2020

B
New Jersey 12/3/2021

B
Colorado 3/2/2020

B
New Mexico 3/2/2020

B
Connecticut 3/2/2020

B
New York 3/2/2020

B
Florida 3/2/2020

B
North Carolina 2/21/2020

B
Georgia 3/2/2020

B
Ohio 3/2/2020

B
Idaho 3/2/2020

B
Oklahoma 3/2/2020

B
Illinois 3/2/2020

B
Oregon 3/2/2020

B
Indiana 3/2/2020

B
Pennsylvania 3/2/2020

B
Iowa 3/2/2020

B
Rhode Island 12/6/2021

B
Kansas 3/2/2020

B
Tennessee 3/2/2020

B
Louisiana 3/2/2020

B
Texas 2/21/2020

B
Maine 2/7/2023

IA
Texas 2/21/2020

B
Maryland 3/2/2020

B
Vermont 3/2/2020

B
Massachusetts 12/6/2021

B
Virginia 3/2/2020

B
Michigan 3/2/2020

B
Washington 3/2/2020

B
Minnesota 12/3/2021

B
Wisconsin 12/6/2021

B
Missouri 3/2/2020

B
Wyoming 5/5/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
9739 GREAT HILLS TRAIL, AUSTIN, TX 78759
919 RANCH RD 620 S, LAKEWAY, TX 78734
Registered with this firm since 2/21/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
9739 GREAT HILLS TRAIL, AUSTIN, TX 78759
919 RANCH RD 620 S, LAKEWAY, TX 78734
Registered with this firm since 2/21/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/15/2016 - 02/18/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) AUSTIN, TX
B
01/15/2016 - 02/18/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) AUSTIN, TX
IA
01/08/2010 - 11/04/2015 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) AUSTIN, TX
B
01/08/2010 - 11/04/2015 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) AUSTIN, TX
IA
12/18/2008 - 01/20/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
B
04/18/2008 - 01/20/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.