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Detailed Report
DAVID ALLEN HOOVER
DAVID A HOOVER
CRD#: 5503445
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
20082010201220142016201820202022202420262 FIRMS2020 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - 2019 (5 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - 2008 (<1 year)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2014 - 2019 (4 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - 2016 (1 year)
License(s)

State Registrations

B
Arizona 4/8/2020
B
Nebraska 9/27/2024
B
California 2/24/2020
B
Nevada 4/2/2020
B
Colorado 2/24/2020
B
New Jersey 9/7/2020
IA
Colorado 2/24/2020
B
New Mexico 4/13/2021
B
Connecticut 1/26/2022
B
New York 4/10/2020
B
Florida 4/10/2020
B
North Carolina 1/12/2024
B
Georgia 4/13/2022
B
Ohio 1/17/2023
B
Illinois 10/20/2020
B
Oregon 5/27/2020
B
Iowa 2/7/2024
B
Pennsylvania 6/22/2020
B
Kansas 10/7/2022
B
Texas 4/10/2020
B
Kentucky 1/18/2025
IA
Texas 1/3/2022
B
Maryland 6/29/2020
B
Utah 4/10/2020
B
Massachusetts 4/10/2020
B
Virginia 11/12/2020
B
Minnesota 7/2/2020
B
Washington 4/10/2020
B
Missouri 12/8/2020
B
Wisconsin 4/10/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 2/24/2020
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 2/24/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/19/2014 - 01/10/2019 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) LONE TREE, CO
B
 06/28/2013 - 01/10/2019 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
IA
 12/19/2014 - 08/01/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
B
 04/29/2008 - 07/02/2008 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.