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Detailed Report
Danielle Purcell Barrios
DANIELLE PASCUAL BARRIOS, Danielle P. Barrios
CRD#: 5503312
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 9665 Wilshire Boulevard
Suite 600
Beverly Hills, CA 90212
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 9/15/2023
B
Massachusetts 9/15/2023
B
Arkansas 9/15/2023
B
Nevada 9/15/2023
B
California 9/15/2023
B
New Jersey 9/15/2023
IA
California 9/15/2023
B
New Mexico 9/15/2023
B
Colorado 9/15/2023
B
New York 9/15/2023
B
Connecticut 9/15/2023
B
North Carolina 9/15/2023
B
Delaware 9/15/2023
B
Ohio 9/15/2023
B
District of Columbia 9/15/2023
B
Oregon 9/15/2023
B
Florida 9/15/2023
B
Pennsylvania 9/15/2023
B
Hawaii 9/15/2023
B
Rhode Island 9/15/2023
B
Idaho 9/15/2023
B
Texas 9/15/2023
B
Illinois 9/15/2023
IA
Texas 9/15/2023
B
Indiana 9/15/2023
B
Utah 9/15/2023
B
Iowa 9/15/2023
B
Vermont 11/14/2023
B
Kentucky 9/15/2023
B
Virginia 9/15/2023
B
Louisiana 9/15/2023
B
Washington 9/15/2023
B
Maryland 9/15/2023
B
Wisconsin 9/15/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212
Registered with this firm since 9/15/2023
B
MORGAN STANLEY (CRD#:149777)
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212
Registered with this firm since 9/15/2023
Previous Registration(s)
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IA
 10/09/2019 - 08/19/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Washington, DC
B
 10/08/2019 - 08/19/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Washington, DC
IA
 04/20/2009 - 09/30/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) WASHINGTON, DC
B
 04/17/2009 - 09/30/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) WASHINGTON, DC
IA
 07/02/2008 - 04/28/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BEVERLY HILLS, CA
B
 05/13/2008 - 04/28/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BEVERLY HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.