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BETHANY NICOLE ROBERTS
BETHANY NICOLE GRIMM
CRD#: 5501791
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE NORTH JEFFERSON AVENUE
MAIL CODE: H0004-05E
ST. LOUIS, MO 63103-2205
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2015 (4 years)2 FIRMS2015 - Present (10 years)BLPL FINANCIAL CORPORATION (CRD# 6413)2008 - 2010 (1 year)IALPL FINANCIAL CORPORATION (CRD# 6413)2009 - 2010 (1 year)
License(s)

State Registrations

B
Missouri 2/18/2015

IA
Missouri 2/18/2015

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103-2205
Registered with this firm since 2/18/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 2/18/2015

Previous Registration(s)
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IA
11/30/2010 - 01/27/2015 EDWARD JONES (CRD#:250) ST LOUIS, MO
B
11/30/2010 - 01/27/2015 EDWARD JONES (CRD#:250) ST LOUIS, MO
IA
04/10/2009 - 11/08/2010 LPL FINANCIAL CORPORATION (CRD#:6413) ARNOLD, MO
B
12/12/2008 - 11/08/2010 LPL FINANCIAL CORPORATION (CRD#:6413) ARNOLD, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.