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Ivan Aniciete Rodriguez
IVAN A RODRIGUEZ, Ivan Rodriguez
CRD#: 5501658
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 San Diego, CA
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2020 - 2022 (1 year)BALTEGRIS INVESTMENTS, LLC (CRD# 8258)2018 - 2020 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - 2018 (6 years)IALPL FINANCIAL LLC (CRD# 6413)2012 - 2018 (6 years)
License(s)

State Registrations

B
California 9/6/2022

IA
California 9/8/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
San Diego, CA
Registered with this firm since 9/8/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
San Diego, CA
Registered with this firm since 9/6/2022

Previous Registration(s)
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B
11/06/2020 - 01/18/2022 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
04/23/2018 - 10/26/2020 ALTEGRIS INVESTMENTS, LLC (CRD#:8258) LA JOLLA, CA
IA
02/15/2012 - 05/07/2018 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
08/05/2011 - 05/07/2018 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.