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Detailed Report
BRAD JEFFERY PLAYFORD
BRAD J PLAYFORD, Brad Jeffery Playford, Brad Playford
CRD#: 5501055
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Investment Adviser
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Previous Broker
COPPERLEAF CAPITAL, LLCCRD#: 117823 5904 SIX FORKS ROAD
SUITE 201
RALEIGH, NC 27609
Registration History
2008201020122014201620182020202220242026IACOPPERLEAF CAPITAL, LLC (CRD# 117823)2024 - Present (<1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2008 - 2024 (16 years)IAVANGUARD ADVISERS, INC. (CRD# 106715)2015 - 2024 (9 years)
Disclosure(s)
View By:
11/15/2023
Criminal
Final Disposition
License(s)

State Registrations

IA
North Carolina 10/22/2024
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Texas 7/26/2024
Current Registration(s)
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COPPERLEAF CAPITAL, LLC (CRD#:117823)
5904 SIX FORKS ROAD SUITE 201, RALEIGH, NC 27609
Registered with this firm since 7/26/2024
Previous Registration(s)
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 01/13/2015 - 08/13/2024 VANGUARD ADVISERS, INC. (CRD#:106715) Charlotte, NC
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 03/31/2008 - 08/13/2024 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.