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JOSE LUIS CASTILLO
JC CASTILLO, JOSE L CASTILLO, Jose Luis Castillo, Jose Castillo
CRD#: 5500489
IA
B
STRATEGIC ADVISERS LLCCRD#: 104555 TWO DESTINY WAY
WESTLAKE, TX 76262-8100
WESTLAKE, TX 76262-8100
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 TWO DESTINY WAY
WESTLAKE, TX 76262
WESTLAKE, TX 76262
View By:
5/27/2016
Financial
Final
9/1/2015
Financial
Final
State Registrations
B
Alabama 7/1/2020
B
Nebraska 7/2/2020
B
Alaska 7/9/2020
B
Nevada 7/14/2020
B
Arizona 7/1/2020
B
New Hampshire 7/10/2020
B
Arkansas 7/1/2020
B
New Jersey 7/6/2020
B
California 7/1/2020
B
New Mexico 7/1/2020
B
Colorado 7/1/2020
B
New York 7/1/2020
B
Connecticut 7/1/2020
B
North Carolina 7/1/2020
B
Delaware 7/2/2020
B
North Dakota 7/6/2020
B
District of Columbia 7/1/2020
B
Ohio 7/1/2020
B
Florida 7/1/2020
B
Oklahoma 7/8/2020
B
Georgia 7/1/2020
B
Oregon 7/1/2020
B
Hawaii 7/1/2020
B
Pennsylvania 7/1/2020
B
Idaho 7/2/2020
B
Puerto Rico 7/2/2020
B
Illinois 7/2/2020
B
Rhode Island 7/1/2020
B
Indiana 7/13/2020
B
South Carolina 7/1/2020
B
Iowa 7/2/2020
B
South Dakota 7/6/2020
B
Kansas 7/9/2020
B
Tennessee 7/2/2020
B
Kentucky 7/7/2020
B
Texas 6/26/2020
B
Louisiana 7/8/2020
IA
Texas 3/31/2025
B
Maine 7/1/2020
B
Utah 7/1/2020
B
Maryland 7/1/2020
B
Vermont 7/1/2020
B
Massachusetts 7/2/2020
B
Virgin Islands 7/2/2020
B
Michigan 7/6/2020
B
Virginia 7/1/2020
B
Minnesota 7/2/2020
B
Washington 6/30/2020
B
Mississippi 7/1/2020
B
West Virginia 7/6/2020
B
Missouri 7/1/2020
B
Wisconsin 7/1/2020
B
Montana 7/1/2020
B
Wyoming 7/1/2020
SRO Registrations
B
B
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IA
Registered with this firm since 3/31/2025
B
Registered with this firm since 6/16/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/08/2021 - 03/31/2025 | WESTLAKE, TX | |
B | 12/08/2009 - 09/21/2012 | FORT WORTH, TX | |
B | 03/31/2008 - 02/18/2009 | LEWISVILLE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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