Individual Firm
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LAWRENCE GRIER WILLIFORD
GRIER WILLIFORD, LAWRENCE G WILLIFORD
CRD#: 5500323
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 360 CONCORD STREET
SUITE 210
CHARLESTON, SC 29401
SUITE 210
CHARLESTON, SC 29401
0
Disclosures
16
Years of Experience
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State Registrations
B
Alabama 11/14/2018
B
Massachusetts 7/10/2023
B
California 1/4/2016
B
Missouri 5/22/2019
B
Colorado 8/15/2018
B
North Carolina 5/17/2017
B
Florida 11/2/2023
B
South Carolina 12/1/2014
B
Georgia 12/1/2014
IA
South Carolina 12/2/2014
B
Kentucky 1/18/2024
B
Tennessee 8/28/2017
B
Maryland 12/1/2022
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 12/2/2014
B
Registered with this firm since 12/1/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/15/2010 - 12/03/2014 | ST. SIMONS, GA | |
B | 01/11/2010 - 12/03/2014 | ST. SIMONS, GA | |
IA | 07/17/2008 - 01/04/2010 | JACKSONVILLE, FL | |
B | 05/19/2008 - 01/04/2010 | JACKSONVILLE, FL |
JACKSONVILLE, FL
07/17/2008 - 01/04/2010
JACKSONVILLE, FL
05/19/2008 - 01/04/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.