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Detailed Report
JONATHAN EDWARD MULLINS
JONATHAN MULLINS, JONATHON MULLINS
CRD#: 5500256
IA
Investment Adviser
B
Previous Broker
CWM, LLCCRD#: 155344 2674 Peoples Street
Suite 10
Johnson City, TN 37604
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2013 (<1 year)IACWM, LLC (CRD# 155344)2014 - Present (10 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2025 (8 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - 2017 (3 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2009 - 2010 (1 year)IAGAAM WEALTH ADVISORS, INC. (CRD# 140446)2014 - 2016 (2 years)
License(s)

State Registrations

IA
Tennessee 8/20/2014
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
2674 Peoples Street Suite 10, Johnson City, TN 37604
Johnson City, TN
Registered with this firm since 8/20/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
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 01/17/2017 - 01/24/2025 CETERA ADVISOR NETWORKS LLC (CRD#:13572) JOHNSON CITY, TN
B
 12/18/2013 - 01/19/2017 LPL FINANCIAL LLC (CRD#:6413) KINGSPORT, TN
IA
 02/18/2014 - 07/01/2016 GAAM WEALTH ADVISORS, INC. (CRD#:140446) KINGSPORT, TN
IA
 09/13/2012 - 06/26/2013 LPL FINANCIAL LLC (CRD#:6413) BRISTOL, VA
B
 09/13/2012 - 06/26/2013 LPL FINANCIAL LLC (CRD#:6413) BRISTOL, VA
IA
 06/18/2010 - 09/11/2012 PNC INVESTMENTS (CRD#:129052) LONDON, KY
B
 06/18/2010 - 09/11/2012 PNC INVESTMENTS (CRD#:129052) LONDON, KY
B
 03/24/2009 - 06/08/2010 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) OMAHA, NE
IA
 06/30/2008 - 11/11/2008 EDWARD JONES (CRD#:250) BRISTOL, TN
B
 04/29/2008 - 11/11/2008 EDWARD JONES (CRD#:250) BRISTOL, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.