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Detailed Report
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BPNC INVESTMENTS (CRD# 129052)2017 - 2018 (1 year)BCITIZENS SECURITIES, INC. (CRD# 39550)2016 - 2017 (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2015 (2 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2013 - 2013 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)2008 - 2012 (4 years)IAPNC INVESTMENTS (CRD# 129052)2018 - 2018 (<1 year)
Disclosure(s)
View By:
3/4/2019
Judgment / Lien
10/4/2017
Judgment / Lien
9/5/2017
Judgment / Lien
License(s)

State Registrations

B
Alabama 11/16/2018
B
Montana 11/16/2018
B
Alaska 11/16/2018
B
Nebraska 11/16/2018
B
Arizona 11/16/2018
B
Nevada 11/16/2018
B
California 11/16/2018
B
New Hampshire 11/16/2018
B
Colorado 11/16/2018
B
New Jersey 11/16/2018
B
Connecticut 11/16/2018
B
New Mexico 11/16/2018
B
Delaware 11/16/2018
B
New York 11/16/2018
B
District of Columbia 11/16/2018
B
North Carolina 11/16/2018
B
Florida 11/16/2018
B
North Dakota 11/16/2018
B
Georgia 11/16/2018
B
Ohio 11/16/2018
B
Hawaii 11/16/2018
IA
Ohio 11/16/2018
B
Idaho 11/16/2018
B
Oklahoma 11/16/2018
B
Illinois 11/16/2018
B
Oregon 11/16/2018
B
Indiana 11/16/2018
B
Pennsylvania 11/16/2018
B
Iowa 11/16/2018
B
Rhode Island 11/16/2018
B
Kansas 11/16/2018
B
South Carolina 11/16/2018
B
Kentucky 11/16/2018
B
South Dakota 11/16/2018
B
Louisiana 11/16/2018
B
Texas 11/16/2018
B
Maine 11/16/2018
B
Utah 11/16/2018
B
Maryland 11/16/2018
B
Vermont 11/16/2018
B
Massachusetts 11/16/2018
B
Virginia 11/16/2018
B
Michigan 11/16/2018
B
Washington 11/16/2018
B
Minnesota 11/16/2018
B
West Virginia 11/16/2018
B
Mississippi 11/16/2018
B
Wisconsin 11/16/2018
B
Missouri 11/16/2018
B
Wyoming 11/16/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
PARMA, OH
Registered with this firm since 11/16/2018
B
PNC INVESTMENTS (CRD#:129052)
PARMA, OH
Registered with this firm since 11/16/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/02/2018 - 11/01/2018 PNC INVESTMENTS (CRD#:129052) CLEVELAND, OH
B
 11/20/2017 - 11/01/2018 PNC INVESTMENTS (CRD#:129052) CLEVELAND, OH
B
 02/12/2016 - 11/15/2017 CITIZENS SECURITIES, INC. (CRD#:39550) MIDDLEBURG HEIGHTS, OH
B
 09/03/2013 - 10/08/2015 CETERA ADVISOR NETWORKS LLC (CRD#:13572) CLEVELAND, OH
B
 01/18/2013 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) CLEVELAND, OH
B
 03/07/2008 - 12/18/2012 FIRST INVESTORS CORPORATION (CRD#:305) INDEPENDENCE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.