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Detailed Report
CHARLES WILLIAM LYMANGOOD
CRD#: 5498521
IA
Investment Adviser
B
Broker
TRANSAMERICA RETIREMENT ADVISORS, LLCCRD#: 107319 Eden Prairie, MN
TRANSAMERICA INVESTORS SECURITIES, LLCCRD#: 32205 Eden Prairie, MN
Registration History
201020122014201620182020202220242026IATRANSAMERICA RETIREMENT ADVISO... (CRD# 107319)2014 - Present (10 years)BTRANSAMERICA INVESTORS SECURIT... (CRD# 32205)2013 - Present (12 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2012 - 2012 (<1 year)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2011 - 2012 (1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2009 - 2010 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 1/2/2013
B
Montana 1/2/2013
B
Alaska 1/2/2013
B
Nebraska 1/2/2013
B
Arizona 1/2/2013
B
Nevada 1/2/2013
B
Arkansas 1/2/2013
B
New Hampshire 1/2/2013
B
California 1/2/2013
B
New Jersey 1/2/2013
B
Colorado 1/2/2013
B
New Mexico 1/2/2013
B
Connecticut 1/2/2013
B
New York 1/2/2013
B
Delaware 1/2/2013
B
North Carolina 1/2/2013
B
District of Columbia 1/2/2013
B
North Dakota 1/2/2013
B
Florida 1/2/2013
B
Ohio 1/2/2013
B
Georgia 1/2/2013
B
Oklahoma 1/2/2013
B
Hawaii 1/2/2013
B
Oregon 1/2/2013
B
Idaho 1/2/2013
B
Pennsylvania 1/2/2013
B
Illinois 1/2/2013
B
Puerto Rico 1/2/2013
B
Indiana 1/2/2013
B
Rhode Island 1/2/2013
B
Iowa 1/2/2013
B
South Carolina 1/2/2013
B
Kansas 1/2/2013
B
South Dakota 1/2/2013
B
Kentucky 1/2/2013
B
Tennessee 1/2/2013
B
Louisiana 1/2/2013
B
Texas 1/2/2013
B
Maine 1/2/2013
B
Utah 1/2/2013
B
Maryland 1/2/2013
B
Vermont 1/2/2013
B
Massachusetts 1/2/2013
B
Virginia 1/2/2013
B
Michigan 1/2/2013
B
Washington 1/2/2013
B
Minnesota 1/2/2013
B
West Virginia 1/2/2013
IA
Minnesota 10/9/2014
B
Wisconsin 1/2/2013
B
Mississippi 1/2/2013
B
Wyoming 1/2/2013
B
Missouri 1/2/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319)
Eden Prairie, MN
Registered with this firm since 10/9/2014
B
TRANSAMERICA INVESTORS SECURITIES, LLC (CRD#:32205)
Eden Prairie, MN
Registered with this firm since 1/2/2013
Previous Registration(s)
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B
 10/24/2012 - 12/31/2012 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) ST. PAUL, MN
B
 01/07/2011 - 10/15/2012 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
B
 07/02/2009 - 06/11/2010 PRUCO SECURITIES, LLC. (CRD#:5685) ST. LOUIS PARK, MN
B
 05/04/2009 - 06/10/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) EAU CLAIRE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.