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Charles Edward Stelting II
CHAD E STELTING, CHAD EDWARD STELTING II, CHARLES E STELTING II, CHARLES E STELTING, CHARLES EDWARD STELTING II…
CRD#: 5498515
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6201 SAN MATEO BLVD NE
ALBUQUERQUE, NM 87109
Registration History
201220142016201820202022202420262 FIRMS2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2016 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 10/6/2020

B
Oklahoma 10/1/2020

B
Colorado 10/1/2020

B
Texas 10/1/2020

B
Florida 10/1/2020

IA
Texas 10/14/2020

B
New Mexico 9/28/2020

B
Utah 10/1/2020

IA
New Mexico 9/28/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6201 SAN MATEO BLVD NE, ALBUQUERQUE, NM 87109
3101 SOUTHERN BLVD SE, RIO RANCHO, NM 87124
Registered with this firm since 9/28/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6201 SAN MATEO BLVD NE, ALBUQUERQUE, NM 87109
3101 SOUTHERN BLVD SE, RIO RANCHO, NM 87124
Registered with this firm since 8/24/2020

Previous Registration(s)
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B
10/01/2012 - 01/05/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) CHALMETTE, LA
B
05/14/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHALMETTE, LA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.