Individual Firm
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JAMES PAUL LARSEN
CRD#: 5498397
IA
B
AVANTAX ADVISORY SERVICESCRD#: 104556 Buckeye, AZ
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 2750 N. Springfield St.
Buckeye, AZ 85396
Buckeye, AZ 85396
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11/7/2000
Criminal
Final Disposition
State Registrations
B
Arizona 5/9/2017
IA
California 8/11/2017
B
California 6/22/2017
SRO Registrations
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IA
B
Registered with this firm since 5/5/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/15/2008 - 02/17/2010 | IRVINE, CA | |
B | 05/12/2008 - 02/17/2010 | LAGUNA BEACH, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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