• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Michael Richard Brown
MICHAEL R BROWN, Michael R Frotten
CRD#: 5497151
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 Indian Land, SC
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 Indian Land, SC
Registration History
200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2021 - 2022 (<1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2021 - 2021 (<1 year)BNEWPORT GROUP SECURITIES, INC. (CRD# 29722)2016 - 2017 (1 year)BONEAMERICA SECURITIES, INC. (CRD# 4173)2015 - 2016 (<1 year)BBMO INVESTMENT DISTRIBUTORS, LLC (CRD# 146711)2014 - 2015 (<1 year)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2011 - 2014 (3 years)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2010 - 2011 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2009 - 2010 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)2008 - 2009 (<1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2022 - 2022 (<1 year)
Disclosure(s)
View By:
10/12/2006
Criminal
Final Disposition
License(s)

State Registrations

B
Florida 3/19/2024

IA
South Carolina 3/14/2024

B
North Carolina 3/20/2024

B
South Carolina 3/27/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
Indian Land, SC
Registered with this firm since 3/14/2024

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
Indian Land, SC
Registered with this firm since 3/18/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/28/2022 - 06/07/2022 PARK AVENUE SECURITIES LLC (CRD#:46173) CHARLOTTE, NC
B
12/02/2021 - 06/07/2022 PARK AVENUE SECURITIES LLC (CRD#:46173) CHARLOTTE, NC
B
07/27/2021 - 09/13/2021 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
08/31/2016 - 09/05/2017 NEWPORT GROUP SECURITIES, INC. (CRD#:29722) LAKE MARY, FL
B
10/01/2015 - 07/08/2016 ONEAMERICA SECURITIES, INC. (CRD#:4173) INDIANAPOLIS, IN
B
12/03/2014 - 10/01/2015 BMO INVESTMENT DISTRIBUTORS, LLC (CRD#:146711) CHICAGO, IL
B
06/23/2011 - 11/10/2014 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) BOSTON, MA
B
10/05/2010 - 06/01/2011 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) BOSTON, MA
B
03/05/2009 - 09/21/2010 MML INVESTORS SERVICES, INC. (CRD#:10409) BOSTON, MA
B
03/14/2008 - 02/19/2009 NEW ENGLAND SECURITIES (CRD#:615) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.