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Detailed Report
Jared Andrew Sweeney
CRD#: 5496865
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Investment Adviser
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Previous Broker
MISSION WEALTH MANAGEMENT, LPCRD#: 113057 Walpole, MA
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2016 (2 years)2 FIRMS2018 - 2022 (4 years)IAMISSION WEALTH MANAGEMENT, LP (CRD# 113057)2023 - Present (2 years)BAXA ADVISORS, LLC (CRD# 6627)2009 - 2010 (<1 year)IACONTRAVISORY INVESTMENT MANAGE... (CRD# 109767)2016 - 2017 (1 year)
License(s)

State Registrations

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Massachusetts 1/31/2023
Current Registration(s)
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MISSION WEALTH MANAGEMENT, LP (CRD#:113057)
Walpole, MA
Registered with this firm since 1/31/2023
Previous Registration(s)
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 06/11/2018 - 11/07/2022 PRW WEALTH MANAGEMENT LLC (CRD#:284669) QUINCY, MA
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 05/23/2018 - 09/13/2022 LION STREET FINANCIAL, LLC (CRD#:165828) Quincy, MA
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 07/27/2016 - 09/11/2017 CONTRAVISORY INVESTMENT MANAGEMENT, INC. (CRD#:109767) NORWELL, MA
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 03/20/2014 - 08/12/2016 MORGAN STANLEY (CRD#:149777) BOSTON, MA
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 03/20/2014 - 08/12/2016 MORGAN STANLEY (CRD#:149777) BOSTON, MA
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 10/01/2012 - 02/25/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
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 10/01/2012 - 02/25/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
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 07/08/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
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 07/08/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
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 12/18/2009 - 05/04/2010 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.