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Detailed Report
JOHN ANTHONY BROWN
CRD#: 5496312
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2999 ROSS CLARK
DOTHAN, AL 36301
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2013 (2 years)2 FIRMS2013 - 2021 (8 years)2 FIRMS2021 - Present (3 years)BPNC INVESTMENTS (CRD# 129052)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 10/14/2021
B
Missouri 10/14/2021
IA
Alabama 10/14/2021
B
Nevada 10/14/2021
B
Florida 10/14/2021
B
North Carolina 11/26/2024
B
Georgia 10/14/2021
B
Tennessee 10/14/2021
B
Louisiana 10/14/2021
B
Texas 10/14/2021
B
Mississippi 10/14/2021
IA
Texas 10/14/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2999 ROSS CLARK, DOTHAN, AL 36301
1125 ROSS CLARK CIR, DOTHAN, AL 36301
Registered with this firm since 10/14/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2999 ROSS CLARK, DOTHAN, AL 36301
1125 ROSS CLARK CIR, DOTHAN, AL 36301
Registered with this firm since 10/14/2021
Previous Registration(s)
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B
 08/16/2021 - 10/19/2021 PNC INVESTMENTS (CRD#:129052) DOTHAN, AL
IA
 07/10/2013 - 08/17/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) DOTHAN, AL
B
 07/08/2013 - 08/16/2021 BBVA SECURITIES INC. (CRD#:27060) DOTHAN, AL
IA
 07/15/2010 - 06/24/2013 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) DESTIN, FL
B
 07/15/2010 - 06/24/2013 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) DESTIN, FL
IA
 07/08/2008 - 07/09/2010 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) DOTHAN, AL
B
 04/30/2008 - 07/09/2010 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) DOTHAN, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.