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Steven Matthew Raymond
STEVE MATHEW RAYMOND, STEVE MATTHEW RAYMOND, STEVE RAYMOND, STEVE MATTHEW RAYMOND CFP(R)
CRD#: 5495792
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 Rocklin, CA
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2012 (1 year)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2023 (6 years)2 FIRMS2023 - Present (1 year)IANAVION FINANCIAL ADVISORS, LLC (CRD# 147510)2011 - 2013 (2 years)
License(s)

State Registrations

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California 4/18/2023

IA
California 4/18/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
Rocklin, CA
Registered with this firm since 4/18/2023

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LPL FINANCIAL LLC (CRD#:6413)
Rocklin, CA
Registered with this firm since 4/18/2023

Previous Registration(s)
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12/01/2016 - 03/28/2023 LPL FINANCIAL LLC (CRD#:6413) FOLSOM, CA
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12/01/2016 - 03/28/2023 LPL FINANCIAL LLC (CRD#:6413) FOLSOM, CA
IA
12/03/2013 - 12/01/2016 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) SACRAMENTO, CA
B
12/04/2013 - 12/01/2016 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) SACRAMENTO, CA
IA
03/18/2011 - 12/12/2013 NAVION FINANCIAL ADVISORS, LLC (CRD#:147510) DAVIS, CA
IA
12/13/2010 - 04/09/2012 LPL FINANCIAL LLC (CRD#:6413) DAVIS, CA
B
12/13/2010 - 04/09/2012 LPL FINANCIAL LLC (CRD#:6413) DAVIS, CA
IA
07/21/2008 - 12/20/2010 AMERITAS INVESTMENT CORP (CRD#:14869) GOLD RIVER, CA
B
07/18/2008 - 12/20/2010 AMERITAS INVESTMENT CORP. (CRD#:14869) GOLD RIVER, CA
IA
06/04/2008 - 07/01/2008 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) ROCKLIN, CA
B
03/24/2008 - 07/01/2008 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) ROCKLIN, CA
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Broker
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Investment Adviser
Disclosures
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