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VINCENT PAUL MONTENEGRO
CRD#: 5494879
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 3010 LBJ FREEWAY STE 1200
DALLAS, TX 75234
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2010 - 2020 (10 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Colorado 2/19/2021

B
Texas 9/3/2020

B
Florida 9/3/2020

IA
Texas 9/3/2020

B
Pennsylvania 10/25/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
3010 LBJ FREEWAY STE 1200, DALLAS, TX 75234
Registered with this firm since 9/3/2020

B
LPL FINANCIAL LLC (CRD#:6413)
3010 LBJ FREEWAY STE 1200, DALLAS, TX 75234
Registered with this firm since 9/3/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/30/2010 - 09/09/2020 WADDELL & REED (CRD#:866) COLLEYVILLE, TX
B
09/30/2010 - 09/09/2020 WADDELL & REED (CRD#:866) COLLEYVILLE, TX
IA
01/20/2010 - 08/27/2010 MML INVESTORS SERVICES, INC. (CRD#:10409) DALLAS, TX
B
01/20/2010 - 08/27/2010 MML INVESTORS SERVICES, INC. (CRD#:10409) DALLAS, TX
IA
05/15/2008 - 12/04/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
05/02/2008 - 12/04/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.