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LEONEL HUERTA
CRD#: 5494577
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ROSEVILLE, CA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2277 FAIR OAKS BLVD STES 150,155
SACRAMENTO, CA 95825
Registration History
2008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (10 years)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)2013 - 2014 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2013 (5 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2015 - 2018 (3 years)
License(s)

State Registrations

B
Arizona 1/5/2018

B
Nevada 2/11/2022

B
California 1/2/2015

B
New York 10/8/2021

IA
California 7/13/2018

B
Oklahoma 3/1/2021

B
Colorado 8/21/2019

B
Oregon 11/22/2019

B
Connecticut 9/9/2022

B
Pennsylvania 7/8/2022

B
Florida 11/5/2019

B
Tennessee 9/26/2023

B
Hawaii 2/4/2020

IA
Texas 7/13/2018

B
Idaho 7/14/2021

B
Texas 11/22/2019

B
Illinois 10/30/2023

B
Utah 9/18/2020

B
Iowa 9/15/2022

B
Virginia 3/2/2024

B
Maryland 7/8/2022

B
Washington 8/13/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ROSEVILLE, CA
2277 FAIR OAKS BLVD STES 150,155, SACRAMENTO, CA 95825
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2277 FAIR OAKS BLVD STES 150,155, SACRAMENTO, CA 95825
ROSEVILLE, CA
Registered with this firm since 1/2/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/23/2015 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) SACRAMENTO, CA
B
07/15/2013 - 12/10/2014 NATIONAL FINANCIAL SERVICES LLC (CRD#:13041) WESTLAKE, TX
B
04/24/2008 - 06/25/2013 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.