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MARK AARON ANDREPONT
MARK ANDREPONT
CRD#: 5493454
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 600 W Tunnel Blvd
Houma, LA 70360
Houma, LA 70360
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 5947 W. MAIN ST.
HOUMA, LA 70360
HOUMA, LA 70360
0
Disclosures
15
Years of Experience
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State Registrations
B
Louisiana 11/15/2010
IA
Louisiana 5/26/2023
SRO Registrations
B
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IA
Registered with this firm since 5/26/2023
B
Registered with this firm since 11/15/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/09/2008 - 06/23/2009 | BATON ROUGE, LA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.