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THOMAS J. FITZPATRICK
CRD#: 5492019
IA
B
MADISON AVENUE SECURITIES, LLCCRD#: 23224 1314 Route 9
Ocean View, NJ 08230
Ocean View, NJ 08230
0
Disclosures
17
Years of Experience
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State Registrations
B
Florida 10/7/2024
B
New Jersey 10/7/2024
IA
Florida 10/8/2024
IA
New Jersey 10/7/2024
SRO Registrations
B
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IA
Registered with this firm since 10/7/2024
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Registered with this firm since 10/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/10/2018 - 10/09/2024 | Ocean View, NJ | |
B | 08/23/2024 - 10/09/2024 | Ocean View, NJ | |
B | 10/05/2018 - 08/23/2024 | Ocean View, NJ | |
IA | 01/03/2018 - 10/08/2018 | OCEAN VIEW, NJ | |
IA | 02/09/2016 - 10/08/2018 | OCEAN VIEW, NJ | |
B | 11/17/2015 - 10/08/2018 | Ocean View, NJ | |
IA | 02/19/2008 - 12/11/2015 | MARMORA, NJ | |
B | 03/04/2008 - 12/11/2015 | MARMORA, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.