Individual Firm
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Robert Todd Valleau
TODD ROBERT VALLEAU, TODD VALLEAU
CRD#: 5491034
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ALMANACK INVESTMENT PARTNERSCRD#: 282428 656 E. Swedesford Rd
Suite 301
Wayne, PA 19087
Suite 301
Wayne, PA 19087
0
Disclosures
16
Years of Experience
View By:
State Registrations
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Pennsylvania 11/2/2020
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Registered with this firm since 11/2/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/05/2018 - 11/02/2020 | PAOLI, PA | |
B | 01/30/2018 - 11/02/2020 | ATLANTA, GA | |
IA | 01/10/2013 - 01/08/2018 | CONSHOHOCKEN, PA | |
B | 11/20/2012 - 01/08/2018 | CONSHOHOCKEN, PA | |
IA | 08/28/2012 - 11/21/2012 | PHILADELPHIA, PA | |
B | 10/06/2008 - 11/21/2012 | PHILADELPHIA, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.