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Morin Ly Lam
BINH THI LAM
CRD#: 5490470
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
1101 PENNSYLVANIA AVE, NW, 11TH FLOOR
WASHINGTON, DC 20004
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
1101 Pennsylvania Ave., NW, 11th Floor
Washington, DC 20004
Registration History
20082010201220142016201820202022202420263 FIRMS2017 - Present (7 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2015 - 2017 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2013 - 2015 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2013 (<1 year)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2008 - 2012 (4 years)
License(s)

State Registrations

B
California 6/30/2017

B
Massachusetts 6/30/2017

B
Colorado 6/30/2017

B
New Jersey 6/30/2017

B
Connecticut 6/17/2021

B
New York 6/30/2017

B
District of Columbia 4/12/2017

B
Ohio 6/30/2017

IA
District of Columbia 7/7/2017

B
Oregon 6/30/2017

B
Illinois 6/30/2017

B
Virginia 6/30/2017

B
Maryland 6/30/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1101 PENNSYLVANIA AVE, NW, 11TH FLOOR, WASHINGTON, DC 20004
Washington, DC
Registered with this firm since 7/7/2017

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 1101 Pennsylvania Ave., NW, 11th Floor, Washington, DC 20004
Washington, DC
Registered with this firm since 6/30/2017

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1101 PENNSYLVANIA AVE, NW, 11TH FLOOR, WASHINGTON, DC 20004
Washington, DC
Registered with this firm since 4/12/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/10/2015 - 03/22/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) WASHINGTON, DC
B
12/16/2013 - 02/19/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Washington, DC
B
02/08/2013 - 11/26/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) WASHINGTON, DC
B
02/26/2008 - 02/03/2012 BLACKROCK INVESTMENTS, LLC (CRD#:38642) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.