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ADAM DYLAN EPSTEIN
ADAM D EPSTEIN
CRD#: 5489077
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
20082010201220142016201820202022202420264 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 3/5/2013

B
Nebraska 10/23/2009

B
California 10/23/2009

B
New Mexico 10/22/2015

B
Colorado 7/13/2011

B
New York 1/24/2014

B
Florida 10/23/2009

B
North Carolina 10/23/2009

B
Georgia 10/23/2009

B
South Carolina 10/23/2009

IA
Georgia 10/23/2009

IA
South Carolina 12/9/2020

B
Illinois 10/23/2009

B
Tennessee 8/2/2010

B
Louisiana 4/28/2010

B
Texas 10/23/2009

B
Maryland 10/23/2009

IA
Texas 11/1/2012

B
Mississippi 6/6/2022

B
Utah 11/12/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Mt. Pleasant, SC
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Mt. Pleasant, SC
Registered with this firm since 10/23/2009

Previous Registration(s)
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IA
12/10/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
12/08/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
IA
08/20/2008 - 12/11/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) MARIETTA, GA
B
06/18/2008 - 12/11/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) MARIETTA, GA
IA
05/13/2008 - 06/12/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
04/03/2008 - 06/12/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
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