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Detailed Report
DANIEL DEAN HOEFFERLE
CRD#: 5488014
IA
Investment Adviser
B
Broker
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 4763 E CAMP LOWELL DR
TUCSON, AZ 85712
Registration History
201020122014201620182020202220242026IAUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2011 - Present (14 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2010 - Present (14 years)
License(s)

State Registrations

B
Arizona 11/12/2010
B
New York 11/8/2021
IA
Arizona 1/26/2011
B
North Carolina 1/26/2022
B
California 4/5/2017
B
Ohio 8/25/2024
B
Colorado 9/28/2018
B
Oregon 4/5/2017
B
Florida 4/5/2017
B
Pennsylvania 6/19/2020
B
Hawaii 4/5/2017
B
South Carolina 11/2/2017
B
Idaho 1/24/2024
B
South Dakota 5/6/2024
B
Illinois 5/31/2022
B
Texas 5/13/2016
B
Indiana 4/5/2017
IA
Texas 5/29/2024
B
Michigan 12/13/2021
B
Utah 5/13/2016
B
Missouri 12/21/2022
B
Virginia 4/5/2017
B
Montana 4/5/2017
B
Washington 4/5/2017
B
New Mexico 10/26/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
4763 E CAMP LOWELL DR, TUCSON, AZ 85712
Registered with this firm since 1/26/2011
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
4763 E CAMP LOWELL DR, TUCSON, AZ 85712
Registered with this firm since 10/29/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.