Individual Firm
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ATESHA JEANETTE BARNES NELSON
ATESHA JANETTE BARNES, ATESHA JANETTE JOLICOEUR, ATESHA JANETTE SMITH, ATESHA JANETTE WOURMS
CRD#: 5487548
IA
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OSAIC WEALTH, INC.CRD#: 23131 7072 FAIRVIEW ROAD
BAXTER, MN 56425
BAXTER, MN 56425
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Disclosures
16
Years of Experience
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State Registrations
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Arizona 8/2/2024
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Minnesota 9/1/2023
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California 8/2/2024
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Montana 8/2/2024
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Colorado 8/2/2024
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Nebraska 8/2/2024
B
Florida 8/2/2024
B
Nevada 8/2/2024
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Georgia 8/2/2024
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New Mexico 8/2/2024
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Illinois 8/2/2024
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North Dakota 8/2/2024
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Indiana 8/2/2024
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Tennessee 8/2/2024
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Iowa 8/2/2024
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Texas 8/2/2024
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Kentucky 8/2/2024
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Texas 9/6/2024
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Maryland 8/2/2024
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West Virginia 8/2/2024
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Minnesota 9/1/2023
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Wisconsin 8/2/2024
SRO Registrations
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Learn about permitted activities of registered representatives
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Registered with this firm since 9/1/2023
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Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/29/2015 - 09/01/2023 | BAXTER, MN | |
B | 09/29/2015 - 09/01/2023 | BAXTER, MN | |
IA | 11/04/2013 - 09/01/2015 | BRAINERD, MN | |
B | 06/01/2012 - 09/01/2015 | BRAINERD, MN | |
IA | 04/23/2008 - 05/03/2012 | PEQUOT LAKES, MN | |
B | 03/31/2008 - 05/03/2012 | PEQUOT LAKES, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.