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NEIL MICHAEL REEMS
NEIL REEMS
CRD#: 5487384
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 15 W. KTYLE STREET
CLEVELAND, GA 30528
CLEVELAND, GA 30528
CETERA INVESTMENT SERVICES LLCCRD#: 15340 15 W. KTYLE STREET
CLEVELAND, GA 30528
CLEVELAND, GA 30528
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alabama 10/20/2021
B
North Carolina 2/22/2017
B
California 10/20/2021
B
South Carolina 3/30/2018
B
Florida 3/28/2018
B
South Dakota 1/2/2024
B
Georgia 7/31/2013
B
Texas 1/20/2022
IA
Georgia 8/16/2017
IA
Texas 1/24/2023
B
Kentucky 5/3/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/16/2017
B
Registered with this firm since 7/31/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/20/2012 - 06/17/2013 | GAINESVILLE, GA | |
B | 01/04/2010 - 07/03/2012 | CORNELIA, GA | |
B | 03/31/2008 - 06/03/2008 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.