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JAMIE LEIGH FRIENDT
JAMIE FRIENDT
CRD#: 5486298
IA
B
RBC CAPITAL MARKETS, LLCCRD#: 31194 8800 Firethorn Lane
Suite 200
LINCOLN, NE 68520
Suite 200
LINCOLN, NE 68520
0
Disclosures
16
Years of Experience
View By:
State Registrations
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Alaska 5/16/2023
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Missouri 4/27/2016
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Arizona 4/27/2016
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Montana 4/27/2016
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Arkansas 4/21/2022
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Nebraska 4/27/2016
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California 4/27/2016
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Nebraska 4/27/2016
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Colorado 4/27/2016
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Nevada 4/27/2016
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Connecticut 4/21/2022
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New Mexico 4/27/2016
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Delaware 1/8/2018
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New York 4/27/2016
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District of Columbia 4/27/2016
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North Carolina 4/27/2016
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Florida 4/27/2016
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North Dakota 4/27/2016
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Georgia 4/27/2016
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Ohio 4/27/2016
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Hawaii 9/21/2020
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Oklahoma 4/27/2016
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Idaho 4/27/2016
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Oregon 4/27/2016
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Illinois 4/27/2016
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South Carolina 4/27/2016
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Indiana 4/27/2016
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South Dakota 4/27/2016
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Iowa 4/27/2016
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Tennessee 11/8/2016
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Kansas 4/27/2016
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Texas 11/8/2016
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Kentucky 4/21/2022
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Texas 11/10/2016
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Louisiana 4/27/2016
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Utah 11/8/2016
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Maryland 4/27/2016
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Virginia 11/8/2016
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Massachusetts 4/27/2016
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Washington 11/8/2016
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Michigan 4/27/2016
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West Virginia 4/21/2022
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Minnesota 4/27/2016
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Wisconsin 4/21/2022
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Mississippi 4/27/2016
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Wyoming 11/8/2016
SRO Registrations
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IA
Registered with this firm since 4/27/2016
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Registered with this firm since 4/27/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/05/2011 - 04/25/2016 | LINCOLN, NE | |
B | 09/23/2008 - 04/25/2016 | LINCOLN, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.