Individual Firm
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GREGORY S STUART
CRD#: 5485878
IA
B
MORGAN STANLEYCRD#: 149777 12505 PARK POTOMAC AVENUE
SUITE 200
POTOMAC, MD 20854
SUITE 200
POTOMAC, MD 20854
View By:
6/19/2015
Customer Dispute
Settled
State Registrations
B
Arizona 2/17/2023
B
New Hampshire 2/17/2023
B
California 2/17/2023
B
New Jersey 2/17/2023
B
Colorado 2/17/2023
B
New Mexico 2/17/2023
B
Connecticut 2/17/2023
B
New York 2/17/2023
B
Delaware 2/17/2023
B
North Carolina 2/17/2023
B
District of Columbia 2/17/2023
B
Oregon 2/17/2023
B
Florida 2/17/2023
B
Pennsylvania 2/17/2023
B
Georgia 2/17/2023
B
Rhode Island 2/17/2023
B
Illinois 2/17/2023
B
South Carolina 2/17/2023
B
Indiana 2/17/2023
B
Tennessee 2/17/2023
B
Maryland 2/17/2023
B
Texas 2/17/2023
IA
Maryland 2/17/2023
IA
Texas 2/17/2023
B
Massachusetts 2/17/2023
B
Virginia 2/17/2023
B
Michigan 2/17/2023
B
West Virginia 2/17/2023
B
Missouri 2/17/2023
B
Wyoming 2/17/2023
B
Nevada 2/17/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/17/2023
B
Registered with this firm since 2/17/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/23/2011 - 02/21/2023 | NORTH BETHESDA, MD | |
B | 05/23/2011 - 02/21/2023 | NORTH BETHESDA, MD | |
IA | 02/08/2011 - 05/05/2011 | BETHESDA, MD | |
B | 03/02/2010 - 05/05/2011 | BETHESDA, MD |
NORTH BETHESDA, MD
05/23/2011 - 02/21/2023
NORTH BETHESDA, MD
05/23/2011 - 02/21/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.