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THOMAS D LEWIS
DAN LEWIS, THOMAS D. LEWIS, THOMAS DANTE LEWIS, THOMAS LEWIS
CRD#: 5485494
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1413 RIVERSTONE PKWY
CANTON, GA 30114
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BRESOURCE SECURITIES, INC. (CRD# 133022)2016 - 2016 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2008 - 2009 (1 year)
License(s)

State Registrations

B
California 1/31/2024

B
New Hampshire 12/2/2021

B
Florida 11/12/2021

B
South Carolina 11/12/2021

B
Georgia 11/12/2021

B
Tennessee 11/12/2021

IA
Georgia 11/15/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1413 RIVERSTONE PKWY, CANTON, GA 30114
140 PROMINENCE POINT PKWY, CANTON, GA 30114
Registered with this firm since 11/15/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1413 RIVERSTONE PKWY, CANTON, GA 30114
140 PROMINENCE POINT PKWY, CANTON, GA 30114
Registered with this firm since 11/12/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/25/2019 - 11/22/2021 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) WOODSTOCK, GA
B
04/01/2019 - 11/22/2021 CETERA INVESTMENT SERVICES LLC (CRD#:15340) WOODSTOCK, GA
IA
10/12/2018 - 04/24/2019 LPL FINANCIAL LLC (CRD#:6413) ENFIELD, CT
B
10/12/2018 - 04/24/2019 LPL FINANCIAL LLC (CRD#:6413) ENFIELD, CT
IA
12/05/2016 - 10/11/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SOUTHBRIDGE, MA
B
12/05/2016 - 10/11/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SOUTHBRIDGE, MA
B
04/12/2016 - 10/04/2016 RESOURCE SECURITIES, INC. (CRD#:133022) PHILADELPHIA, PA
IA
11/16/2011 - 04/04/2016 VOYA INVESTMENT MANAGEMENT CO. LLC (CRD#:106494) TAMPA, FL
B
11/16/2011 - 04/04/2016 VOYA INVESTMENTS DISTRIBUTOR, LLC (CRD#:37886) WINDSOR, CT
IA
01/14/2011 - 08/05/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
B
01/14/2011 - 08/05/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
IA
06/30/2010 - 01/12/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BIRMINGHAM, AL
B
05/10/2010 - 01/12/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BIRMINGHAM, AL
B
03/12/2008 - 04/21/2009 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
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Broker
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Investment Adviser
Disclosures
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