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Detailed Report
George Saliga
George M Saliga, George M. Saliga, George Michael Saliga
CRD#: 5485445
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Investment Adviser
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Broker
FIFTH THIRD SECURITIES, INC.CRD#: 628 2710 N. NARRAGANSETT
CHICAGO, IL 60639
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2010 (1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BNUVEEN SECURITIES, LLC (CRD# 469)2010 - 2014 (4 years)IAFISHER INVESTMENTS (CRD# 107342)2014 - 2016 (1 year)IANUVEEN ASSET MANAGEMENT, LLC (CRD# 155584)2011 - 2014 (3 years)IANUVEEN FUND ADVISORS, INC. (CRD# 104626)2010 - 2011 (1 year)
License(s)

State Registrations

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Arizona 1/8/2025
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Illinois 8/8/2024
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Arizona 1/28/2025
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Illinois 8/26/2024
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California 8/8/2024
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Indiana 8/8/2024
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California 1/8/2025
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Indiana 8/9/2024

SRO Registrations

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 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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FIFTH THIRD SECURITIES, INC. (CRD#:628)
2710 N. NARRAGANSETT, CHICAGO, IL 60639
8007 CALUMET AVENUE, MUNSTER, IN 46321
Registered with this firm since 8/9/2024
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FIFTH THIRD SECURITIES, INC. (CRD#:628)
2710 N. NARRAGANSETT, CHICAGO, IL 60639
8007 CALUMET AVENUE, MUNSTER, IN 46321
Registered with this firm since 8/8/2024
Previous Registration(s)
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 03/13/2023 - 06/21/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
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 03/06/2023 - 06/21/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
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 02/06/2018 - 03/15/2023 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) BURLINGAME, CA
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 02/06/2018 - 03/15/2023 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) BURLINGAME, CA
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 03/23/2016 - 02/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CARMEL, CA
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 03/23/2016 - 02/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CARMEL, CA
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 12/03/2014 - 01/07/2016 FISHER INVESTMENTS (CRD#:107342) SAN MATEO, CA
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 09/01/2011 - 10/03/2014 NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584) CHICAGO, IL
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 03/04/2010 - 10/03/2014 NUVEEN SECURITIES, LLC (CRD#:469) CHICAGO, IL
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 03/05/2010 - 09/01/2011 NUVEEN FUND ADVISORS, INC. (CRD#:104626) CHICAGO, IL
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 06/05/2008 - 01/15/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
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 06/05/2008 - 01/15/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
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 04/07/2008 - 04/21/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHICAGO, IL
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 03/14/2008 - 04/21/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.