Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KENNON WAYNE WEAVER
KENNON W WEAVER, Kennon Weaver
CRD#: 5484465
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 600 E TAYLOR ST STE 1000
SHERMAN, TX 75090
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2021 (7 years)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2011 (3 years)
Disclosure(s)
View By:
3/5/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Arkansas 2/8/2022
B
Oklahoma 7/10/2024
B
California 7/10/2024
B
Texas 2/2/2022
B
Colorado 7/10/2024
IA
Texas 2/16/2022
B
Florida 7/10/2024
B
Utah 2/8/2022
B
Massachusetts 2/8/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
600 E TAYLOR ST STE 1000, SHERMAN, TX 75090
6101 S BROADWAY AVE STE 110, TYLER, TX 75703
Registered with this firm since 2/16/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
600 E TAYLOR ST STE 1000, SHERMAN, TX 75090
6101 S BROADWAY AVE STE 110, TYLER, TX 75703
Registered with this firm since 2/2/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/14/2021 - 01/24/2022 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Tempe, AZ
B
 06/29/2021 - 01/24/2022 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Tempe, AZ
IA
 08/21/2013 - 07/07/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TUCSON, AZ
B
 08/21/2013 - 07/07/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TUCSON, AZ
IA
 04/16/2013 - 08/22/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BURLESON, TX
B
 04/16/2013 - 08/22/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BURLESON, TX
IA
 06/27/2011 - 03/21/2013 EDWARD JONES (CRD#:250) CLEBURNE, TX
B
 06/13/2011 - 03/21/2013 EDWARD JONES (CRD#:250) CLEBURNE, TX
B
 04/10/2008 - 06/07/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.