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JASON ERIC LUHAN
CRD#: 5483636
IA
B
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 LAGUNA BEACH, CA
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 LAGUNA BEACH, CA
0
Disclosures
15
Years of Experience
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State Registrations
IA
California 10/7/2022
B
California 3/7/2024
SRO Registrations
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B
Registered with this firm since 3/7/2024
IA
Registered with this firm since 3/6/2024
IA
Registered with this firm since 10/7/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/30/2019 - 03/08/2024 | Newport Beach, CA | |
IA | 05/29/2019 - 03/08/2024 | Newport Beach, CA | |
B | 07/20/2020 - 03/09/2022 | SAN MATEO, CA | |
B | 07/02/2018 - 12/04/2019 | Newport Beach, CA | |
IA | 07/02/2018 - 03/21/2019 | Newport Beach, CA | |
IA | 10/21/2015 - 05/10/2018 | SAN RAFAEL, CA | |
B | 11/15/2017 - 05/10/2018 | SAN RAFAEL, CA | |
B | 09/22/2016 - 11/13/2017 | NEW YORK, NY | |
IA | 07/17/2014 - 04/21/2015 | WESTLAKE VILLAGE, CA | |
B | 07/16/2014 - 04/21/2015 | WESTLAKE VILLAGE, CA | |
IA | 01/06/2009 - 07/16/2014 | ANAHEIM, CA | |
B | 08/06/2008 - 07/16/2014 | ANAHEIM, CA |
WESTLAKE VILLAGE, CA
07/16/2014 - 04/21/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.