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Detailed Report
JASON ERIC LUHAN
CRD#: 5483636
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 LAGUNA BEACH, CA
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 LAGUNA BEACH, CA
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - 2024 (4 years)2 FIRMS2014 - 2015 (<1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2024 - Present (1 year)IAPROTOOLS (CRD# 321180)2022 - Present (2 years)BEMERSON EQUITY LLC (CRD# 130032)2020 - 2022 (1 year)BEQIS SECURITIES, LLC (CRD# 20633)2017 - 2018 (<1 year)BAXIOM CAPITAL MANAGEMENT, INC. (CRD# 26580)2016 - 2017 (1 year)BCENTAURUS FINANCIAL, INC. (CRD# 30833)2008 - 2014 (5 years)IAEQIS CAPITAL MANAGEMENT (CRD# 126052)2015 - 2018 (2 years)IACENTAURUS FINANCIAL, INC. (CRD# 30833)2009 - 2014 (5 years)
License(s)

State Registrations

IA
California 10/7/2022
B
California 3/7/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
LAGUNA BEACH, CA
Registered with this firm since 3/7/2024
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
LAGUNA BEACH, CA
Registered with this firm since 3/6/2024
IA
PROTOOLS (CRD#:321180)
2077 WEST COAST HIGHWAY, SUITE A, NEWPORT BEACH, CA 92663
Registered with this firm since 10/7/2022
Previous Registration(s)
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 05/30/2019 - 03/08/2024 PACIFIC FINANCIAL GROUP, LLC (CRD#:143041) Newport Beach, CA
IA
 05/29/2019 - 03/08/2024 THE PACIFIC FINANCIAL GROUP, INC. (CRD#:105203) Newport Beach, CA
B
 07/20/2020 - 03/09/2022 EMERSON EQUITY LLC (CRD#:130032) SAN MATEO, CA
B
 07/02/2018 - 12/04/2019 WESTPARK CAPITAL, INC. (CRD#:39914) Newport Beach, CA
IA
 07/02/2018 - 03/21/2019 WESTPARK CAPITAL, INC. (CRD#:39914) Newport Beach, CA
IA
 10/21/2015 - 05/10/2018 EQIS CAPITAL MANAGEMENT (CRD#:126052) SAN RAFAEL, CA
B
 11/15/2017 - 05/10/2018 EQIS SECURITIES, LLC (CRD#:20633) SAN RAFAEL, CA
B
 09/22/2016 - 11/13/2017 AXIOM CAPITAL MANAGEMENT, INC. (CRD#:26580) NEW YORK, NY
IA
 07/17/2014 - 04/21/2015 FINANCIAL WEST GROUP (CRD#:16668) WESTLAKE VILLAGE, CA
B
 07/16/2014 - 04/21/2015 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
WESTLAKE VILLAGE, CA
IA
 01/06/2009 - 07/16/2014 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
B
 08/06/2008 - 07/16/2014 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.