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DAVID BRUCE PALM
DAVE PALM, DAVID B PALM
CRD#: 5482955
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3600 S COLLEGE AVE 1ST FL
FORT COLLINS, CO 80525
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 10/27/2022

B
Minnesota 5/18/2016

B
California 7/17/2013

B
Missouri 12/4/2023

IA
Colorado 7/10/2013

B
South Dakota 9/15/2016

B
Colorado 7/16/2013

B
Utah 3/11/2019

B
Florida 2/12/2015

B
Wyoming 5/19/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3600 S COLLEGE AVE 1ST FL, FORT COLLINS, CO 80525
Registered with this firm since 7/10/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3600 S COLLEGE AVE 1ST FL, FORT COLLINS, CO 80525
Registered with this firm since 7/15/2013

Previous Registration(s)
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IA
10/16/2009 - 12/31/2012 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) FORT COLLINS, CO
B
10/16/2009 - 12/31/2012 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FORT COLLINS, CO
IA
12/01/2008 - 10/21/2009 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) FORT COLLINS, CO
B
01/28/2008 - 10/21/2009 WORLD GROUP SECURITIES, INC. (CRD#:114473) FORT COLLINS, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.