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Detailed Report
PARNEL LEONARD VICTOR
CRD#: 5481498
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5000 BISCAYNE BLVD
MIAMI, FL 33137
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BIFS SECURITIES (CRD# 40375)2014 - 2015 (1 year)B1ST DISCOUNT BROKERAGE, INC. (CRD# 39164)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 10/27/2016
B
Massachusetts 10/27/2016
B
California 12/4/2023
B
New Jersey 10/27/2016
B
Connecticut 10/27/2016
B
New York 10/27/2016
B
Florida 10/27/2016
B
Pennsylvania 10/27/2016
IA
Florida 10/28/2016
B
Texas 10/27/2016
B
Georgia 10/27/2016
IA
Texas 10/28/2016

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5000 BISCAYNE BLVD, MIAMI, FL 33137
Registered with this firm since 10/28/2016
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5000 BISCAYNE BLVD, MIAMI, FL 33137
Registered with this firm since 10/27/2016
Previous Registration(s)
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IA
 07/02/2015 - 11/22/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI BEACH, FL
B
 05/29/2015 - 11/22/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI BEACH, FL
B
 01/14/2014 - 05/18/2015 IFS SECURITIES (CRD#:40375) MIAMI LAKES, FL
B
 02/11/2008 - 07/02/2008 1ST DISCOUNT BROKERAGE, INC. (CRD#:39164) MIAMI LAKES, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.