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Detailed Report
Craig E Loewenstein
Craig Elbert Loewenstein, Craig Loewenstein
CRD#: 5481200
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2016 (5 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 10/19/2016
B
Missouri 10/12/2016
B
Alaska 10/12/2016
B
Montana 10/7/2016
B
Arizona 10/12/2016
B
Nebraska 10/13/2016
B
Arkansas 10/13/2016
B
Nevada 10/17/2016
B
California 10/10/2016
B
New Hampshire 10/14/2016
B
Colorado 10/12/2016
B
New Jersey 10/14/2016
IA
Colorado 10/12/2016
B
New Mexico 10/28/2016
B
Connecticut 10/11/2016
B
New York 10/12/2016
B
Delaware 10/31/2016
B
North Carolina 10/11/2016
B
District of Columbia 10/11/2016
B
North Dakota 10/10/2016
B
Florida 10/10/2016
B
Ohio 10/7/2016
B
Georgia 10/19/2016
B
Oklahoma 10/12/2016
B
Hawaii 11/10/2016
B
Oregon 10/24/2016
B
Idaho 10/7/2016
B
Pennsylvania 10/11/2016
B
Illinois 10/11/2016
B
South Carolina 10/13/2016
B
Indiana 10/13/2016
B
South Dakota 10/13/2016
B
Iowa 10/20/2016
B
Tennessee 10/18/2016
B
Kansas 10/11/2016
B
Texas 10/10/2016
B
Kentucky 10/12/2016
IA
Texas 2/22/2023
B
Louisiana 10/13/2016
B
Utah 10/12/2016
B
Maine 3/28/2019
B
Vermont 10/17/2016
B
Maryland 10/12/2016
B
Virginia 10/7/2016
B
Massachusetts 10/11/2016
B
Washington 10/18/2016
B
Michigan 10/11/2016
B
West Virginia 10/24/2016
B
Minnesota 10/14/2016
B
Wisconsin 10/14/2016
B
Mississippi 10/13/2016
B
Wyoming 10/17/2016

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 10/12/2016
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 10/7/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/21/2011 - 09/30/2016 WADDELL & REED (CRD#:866) COLORADO SPRINGS, CO
B
 01/21/2011 - 09/30/2016 WADDELL & REED (CRD#:866) COLORADO SPRINGS, CO
IA
 04/11/2008 - 01/25/2011 EDWARD JONES (CRD#:250) COLORADO SPRINGS, CO
B
 03/17/2008 - 01/25/2011 EDWARD JONES (CRD#:250) COLORADO SPRINGS, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.