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Andrew R Roquet
CRD#: 5480983
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 Middleton, WI
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2022 (14 years)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 8/10/2023

B
Nebraska 8/10/2023

B
Florida 6/10/2024

B
New York 6/10/2024

B
Georgia 6/10/2024

B
North Carolina 6/5/2024

B
Illinois 8/10/2023

B
North Dakota 8/10/2023

B
Indiana 8/10/2023

B
Ohio 8/10/2023

B
Iowa 8/10/2023

B
South Carolina 8/10/2023

B
Kansas 8/17/2023

B
South Dakota 6/7/2024

B
Maine 6/10/2024

B
Texas 6/10/2024

B
Massachusetts 6/10/2024

IA
Texas 6/10/2024

B
Michigan 8/10/2023

B
Virginia 8/10/2023

B
Minnesota 8/10/2023

B
Wisconsin 8/10/2023

B
Missouri 8/10/2023

IA
Wisconsin 8/14/2023

B
Montana 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
Middleton, WI
Registered with this firm since 8/14/2023

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
Middleton, WI
Registered with this firm since 8/10/2023

Previous Registration(s)
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IA
05/18/2022 - 09/08/2023 LPL FINANCIAL LLC (CRD#:6413) MIDDLETON, WI
B
05/18/2022 - 09/08/2023 LPL FINANCIAL LLC (CRD#:6413) MIDDLETON, WI
IA
05/30/2008 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) MIDDLETON, WI
B
04/16/2008 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) MIDDLETON, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.