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Michael Joseph Vicars
CRD#: 5480348
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 303 N Broadway
Billings, MT 59101
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2010 - 2012 (2 years)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2023 - Present (1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2015 - Present (9 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2013 - 2013 (<1 year)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2009 - 2010 (<1 year)
License(s)

State Registrations

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Alabama 8/31/2023

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Nebraska 8/31/2023

B
Arizona 8/31/2023

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Nevada 8/31/2023

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California 8/31/2023

B
New York 8/31/2023

B
Colorado 8/31/2023

B
North Carolina 2/11/2025

B
Delaware 11/25/2024

B
Ohio 8/31/2023

B
Florida 8/31/2023

B
Oregon 8/31/2023

B
Georgia 8/31/2023

B
Pennsylvania 2/11/2025

B
Idaho 8/31/2023

B
South Carolina 8/31/2023

B
Illinois 8/31/2023

B
South Dakota 8/31/2023

B
Indiana 9/13/2023

B
Tennessee 8/31/2023

B
Kansas 8/31/2023

B
Texas 8/31/2023

B
Kentucky 8/31/2023

IA
Texas 2/7/2025

B
Louisiana 8/31/2023

B
Utah 8/31/2023

B
Maryland 8/31/2023

B
Virginia 11/18/2024

B
Massachusetts 8/31/2023

B
Washington 8/31/2023

B
Minnesota 10/20/2023

B
Wisconsin 8/31/2023

B
Montana 7/31/2015

B
Wyoming 8/31/2023

IA
Montana 9/13/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
303 N Broadway, Billings, MT 59101
Registered with this firm since 9/13/2023

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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
303 N Broadway, Billings, MT 59101
Registered with this firm since 7/30/2015

Previous Registration(s)
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03/01/2013 - 08/28/2013 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BILLINGS, MT
IA
08/02/2010 - 11/08/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) BILLINGS, MT
B
08/09/2010 - 11/08/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) BILLINGS, MT
B
09/29/2009 - 05/17/2010 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) BILLINGS, MT
IA
04/16/2008 - 08/20/2009 WADDELL & REED, INC. (CRD#:866) BILLINGS, MT
B
03/18/2008 - 08/20/2009 WADDELL & REED, INC. (CRD#:866) BILLINGS, MT
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.