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THOMAS JOSEPH MITCHELL JR
THOMAS J. MITCHELL
CRD#: 5479942
IA
Investment Adviser
B
Broker
OSAIC FA, INC.CRD#: 3978 660 SENTRY PARKWAY
SUITE 100
BLUE BELL, PA 19422
Registration History
2008201020122014201620182020202220242026IAOSAIC FA, INC. (CRD# 3978)2011 - Present (13 years)BOSAIC FA, INC. (CRD# 3978)2008 - Present (16 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 5/11/2023

B
New York 5/18/2023

B
Delaware 1/30/2018

B
North Carolina 10/12/2022

B
Florida 1/2/2019

B
Ohio 5/18/2015

B
Indiana 6/15/2022

B
Pennsylvania 6/22/2011

B
Maryland 3/23/2016

IA
Pennsylvania 6/22/2011

B
New Jersey 3/23/2016

B
Virginia 3/23/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC FA, INC. (CRD#:3978)
660 SENTRY PARKWAY SUITE 100, BLUE BELL, PA 19422
Registered with this firm since 6/22/2011

B
OSAIC FA, INC. (CRD#:3978)
660 SENTRY PARKWAY SUITE 100, BLUE BELL, PA 19422
Registered with this firm since 10/20/2008

Previous Registration(s)
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04/16/2008 - 10/29/2008 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) PLYMOUTH MEETING, PA
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.