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WILLIAM COURTNEY FAY
WILLIAM FAY
CRD#: 5479573
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 43155 Main St Ste 2200A
Novi, MI 48375
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - 2009 (1 year)
License(s)

State Registrations

B
Arizona 4/14/2020

B
Oregon 4/22/2021

B
California 11/19/2019

B
South Carolina 3/29/2018

B
Michigan 3/29/2018

B
Washington 7/17/2023

IA
Michigan 4/5/2018

B
Wisconsin 1/4/2023

B
Ohio 1/4/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
BLOOMFIELD HILLS, MI
Registered with this firm since 4/5/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
BLOOMFIELD HILLS, MI
Registered with this firm since 3/29/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2015 - 03/29/2018 WADDELL & REED (CRD#:866) BIRMINGHAM, MI
B
05/29/2015 - 03/29/2018 WADDELL & REED (CRD#:866) BIRMINGHAM, MI
IA
12/10/2009 - 06/01/2015 EDWARD JONES (CRD#:250) DEARBORN, MI
B
11/30/2009 - 06/01/2015 EDWARD JONES (CRD#:250) DEARBORN, MI
B
03/07/2008 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) BIRMINGHAM, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.