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Detailed Report
KYLE J THOMAS
KYLE THOMAS
CRD#: 5478068
IA
Investment Adviser
B
Broker
GREAT VALLEY ADVISOR GROUP, INC.CRD#: 123913 325 N. Corporate Drive
#120
Brookfield, WI 53045
LPL FINANCIAL LLCCRD#: 6413 325 N. CORPORATE DR. #100
BROOKFIELD, WI 53045
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - 2017 (<1 year)IAGREAT VALLEY ADVISOR GROUP, INC. (CRD# 123913)2018 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2017 - Present (7 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2008 - 2017 (9 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2010 - 2017 (6 years)
License(s)

State Registrations

B
Arizona 1/18/2018
B
Pennsylvania 7/24/2023
B
Florida 1/18/2018
B
South Carolina 9/27/2024
B
Georgia 1/6/2023
B
Texas 9/27/2022
B
Illinois 1/18/2018
B
Wisconsin 12/15/2017
B
Michigan 10/8/2023
IA
Wisconsin 1/31/2018
B
Minnesota 2/15/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GREAT VALLEY ADVISOR GROUP, INC. (CRD#:123913)
325 N. Corporate Drive #120, Brookfield, WI 53045
Registered with this firm since 1/31/2018
B
LPL FINANCIAL LLC (CRD#:6413)
325 N. CORPORATE DR. #100, BROOKFIELD, WI 53045
Registered with this firm since 12/15/2017
Previous Registration(s)
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IA
 03/25/2017 - 12/19/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) Milwaukee, WI
B
 03/25/2017 - 12/19/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) Milwaukee, WI
IA
 09/17/2010 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) Milwaukee, WI
B
 02/08/2008 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) Milwaukee, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.