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Detailed Report
LOUIS A KLOS
LOUIS F KLOS
CRD#: 5477822
IA
Investment Adviser
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 8515 EAST ORCHARD RD 4T2
GREENWOOD VILLAGE, CO 80111
Registration History
2008201020122014201620182020202220242026IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2014 - Present (10 years)IAICMA RETIREMENT CORP (CRD# 108783)2010 - 2012 (1 year)IAAXA ADVISORS, LLC (CRD# 6627)2008 - 2009 (<1 year)
License(s)

State Registrations

IA
Colorado 11/20/2014
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
8515 EAST ORCHARD RD 4T2, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 11/20/2014
Previous Registration(s)
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IA
 07/07/2010 - 06/15/2012 ICMA RETIREMENT CORP (CRD#:108783) WASHINGTON, DC
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 12/15/2008 - 11/25/2009 AXA ADVISORS, LLC (CRD#:6627) SARASOTA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.