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Ronald Breaugh
RONALD E BREAUGH
CRD#: 5476034
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 2/3/2022

IA
Michigan 5/12/2010

B
Arizona 1/14/2021

B
Nevada 6/3/2019

B
California 5/8/2008

B
New York 9/25/2019

B
Colorado 2/11/2020

B
North Carolina 11/29/2016

B
Delaware 9/7/2023

B
Ohio 8/17/2012

B
Florida 5/8/2008

B
Pennsylvania 1/2/2018

B
Illinois 10/19/2009

B
Tennessee 1/2/2018

B
Maryland 2/15/2023

IA
Texas 10/19/2009

B
Massachusetts 7/25/2022

B
Texas 8/9/2024

B
Michigan 3/13/2008

B
Wisconsin 6/9/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 3/17/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 2/27/2008

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.