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PATRIC LIN PIANTEDOSI
PATRIC L PIANTEDOSI
CRD#: 5475688
IA
B
RETIREMENT PLANNERS OF AMERICACRD#: 157222 18500 Von Karman Ave
Suite 520
Irvine, CA 92612
Suite 520
Irvine, CA 92612
0
Disclosures
15
Years of Experience
View By:
State Registrations
IA
California 7/15/2016
IA
Registered with this firm since 7/15/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/02/2015 - 01/04/2016 | NEW YORK, NY | |
IA | 12/04/2013 - 09/16/2014 | SANTA MONICA, CA | |
IA | 01/27/2010 - 12/16/2013 | LOS ANGELES, CA | |
IA | 06/06/2008 - 02/12/2010 | LOS ANGELES, CA | |
B | 03/21/2008 - 02/12/2010 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.