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PATRICK CHARLES KETCHOYIAN
PAT KETCHOYIAN, PATRICK C KETCHOYIAN, Patrick Charles Ketchoyian, Patrick Ketchoyian
CRD#: 5475325
IA
B
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8040 South 48th Street
Phoenix, AZ 85044
Phoenix, AZ 85044
CHARLES SCHWAB & CO., INC.CRD#: 5393 8040 South 48th Street
Phoenix, AZ 85044
Phoenix, AZ 85044
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Alaska 7/19/2022
B
Maryland 3/16/2022
B
Arizona 12/1/2020
B
Massachusetts 2/7/2024
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Arizona 12/1/2020
B
Minnesota 2/7/2024
B
California 12/1/2020
B
Montana 8/23/2022
B
Colorado 9/3/2021
B
Nevada 2/20/2023
B
Connecticut 2/7/2024
B
New Jersey 2/7/2024
B
Florida 11/7/2021
B
New York 3/31/2021
B
Georgia 3/31/2021
B
North Carolina 5/7/2021
B
Hawaii 5/2/2024
B
Oregon 1/14/2023
B
Idaho 11/11/2024
B
Pennsylvania 11/29/2022
B
Illinois 1/9/2022
B
Tennessee 8/25/2022
B
Iowa 2/7/2024
B
Texas 4/22/2021
B
Kansas 12/1/2021
B
Utah 4/19/2022
B
Louisiana 3/31/2021
B
Virginia 3/31/2021
B
Maine 8/9/2023
B
Washington 6/17/2021
SRO Registrations
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 12/1/2020
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Registered with this firm since 12/1/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/04/2019 - 10/21/2020 | SCOTTSDALE, AZ | |
IA | 05/06/2019 - 08/28/2019 | SCOTTSDALE, AZ | |
B | 04/12/2019 - 08/28/2019 | SCOTTSDALE, AZ | |
IA | 10/24/2013 - 12/18/2013 | SEATTLE, WA | |
B | 10/24/2013 - 12/18/2013 | SEATTLE, WA | |
IA | 05/28/2010 - 01/02/2013 | COSTA MESA, CA | |
B | 01/21/2010 - 01/02/2013 | COSTA MESA, CA |
COSTA MESA, CA
05/28/2010 - 01/02/2013
COSTA MESA, CA
01/21/2010 - 01/02/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.