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PAUL WILLIAM HA
PAUL W HA
CRD#: 5473246
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 615 LACEY ROAD, SUITE I
FORKED RIVER, NJ 08731
Registration History
20082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2013 - 2021 (8 years)BTHE JEFFREY MATTHEWS FINANCIAL... (CRD# 41282)2011 - 2011 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2008 - 2011 (2 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2021 (5 years)IAAXA ADVISORS, LLC (CRD# 6627)2009 - 2011 (1 year)
License(s)

State Registrations

B
Florida 7/30/2021

B
Pennsylvania 7/30/2021

B
Indiana 9/3/2024

B
South Carolina 7/30/2021

B
New Jersey 7/30/2021

B
Texas 7/30/2021

IA
New Jersey 7/30/2021

IA
Texas 7/30/2021

B
New York 7/30/2021

B
Virginia 8/13/2021

B
North Carolina 1/30/2024

B
Wisconsin 10/24/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
615 LACEY ROAD, SUITE I, FORKED RIVER, NJ 08731
Registered with this firm since 7/30/2021

B
LPL FINANCIAL LLC (CRD#:6413)
615 LACEY ROAD, SUITE I, FORKED RIVER, NJ 08731
Registered with this firm since 7/30/2021

Previous Registration(s)
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IA
04/28/2016 - 08/05/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OAKHURST, NJ
B
02/12/2013 - 08/05/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OAKHURST, NJ
B
01/19/2011 - 07/26/2011 THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (CRD#:41282) FLORHAM PARK, NJ
IA
07/23/2009 - 01/24/2011 AXA ADVISORS, LLC (CRD#:6627) TOMS RIVER, NJ
B
11/14/2008 - 01/24/2011 AXA ADVISORS, LLC (CRD#:6627) TOMS RIVER, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.