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DIANE MCCLUNG
DIANE M MCCLUNG, DIANE MCCLURG
CRD#: 5472180
IA
B
NEW EDGE WEALTHCRD#: 307771 980 N. Federal Hwy #302
Boca Raton, FL 33432
Boca Raton, FL 33432
NEWEDGE SECURITIES, LLCCRD#: 10674 980 N. Federal Hwy #302
Boca Raton, FL 33432
Boca Raton, FL 33432
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Alabama 8/16/2024
B
Nevada 8/16/2024
B
Arizona 8/16/2024
B
New Jersey 8/16/2024
B
California 8/16/2024
B
New York 8/16/2024
B
Colorado 8/16/2024
B
North Carolina 8/16/2024
B
Connecticut 8/16/2024
B
Ohio 8/16/2024
B
District of Columbia 8/16/2024
B
Oregon 8/16/2024
B
Florida 8/16/2024
B
Pennsylvania 8/16/2024
IA
Florida 8/21/2024
B
Rhode Island 8/16/2024
B
Georgia 8/16/2024
B
South Carolina 8/16/2024
B
Illinois 8/16/2024
B
Tennessee 8/16/2024
B
Indiana 8/16/2024
B
Texas 8/16/2024
B
Kansas 8/16/2024
IA
Texas 1/2/2025
B
Maine 8/16/2024
B
Utah 8/16/2024
B
Maryland 8/16/2024
B
Vermont 8/16/2024
B
Massachusetts 8/16/2024
B
Virginia 8/16/2024
B
Michigan 8/16/2024
B
Wisconsin 10/7/2024
SRO Registrations
B
B
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IA
Registered with this firm since 8/21/2024
B
Registered with this firm since 8/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/12/2012 - 08/20/2024 | BOCA RATON, FL | |
B | 12/06/2011 - 08/20/2024 | BOCA RATON, FL | |
B | 07/09/2008 - 11/03/2011 | FORT LAUDERDALE, FL |
BOCA RATON, FL
06/12/2012 - 08/20/2024
BOCA RATON, FL
12/06/2011 - 08/20/2024
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.